A Unified and Interpretable Benchmark of Classification Models for DGA-Based Power Transformer Fault Diagnosis

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Özet

Power transformers are among the most critical components of electric power transmission and distribution systems, and unexpected failures can lead to substantial economic losses and prolonged power outages. Dissolved Gas Analysis (DGA) is the most widely used diagnostic technique for transformer fault diagnosis and involves interpreting gases dissolved in insulating oil. However, conventional interpretation methods, such as the Rogers ratio, the Doernenburg ratio, the IEC 60599 ratio method, and the Duval Triangle, rely heavily on expert knowledge, may produce inconsistent diagnoses for the same oil sample, and may fail to provide a diagnosis in certain cases. In this study, 12 classification models were evaluated using the publicly available Power Transformers Fault Detection and Diagnosis (FDD) and Remaining Useful Life (RUL) dataset and a unified evaluation protocol. Model performance was assessed using Accuracy, Balanced Accuracy, and Macro-F1 score, while model interpretability was investigated through Shapley Additive Explanations (SHAP) analysis. The results showed that ensemble tree-based methods achieved the best overall performance. LightGBM and Random Forest both attained an Accuracy of 0.969 and a Macro-F1 score of 0.924, while LightGBM further achieved the highest Balanced Accuracy of 0.940. XGBoost exhibited the most stable performance under cross-validation. SHAP analysis revealed that engineered relative concentration features, particularly the CO/H2 ratio and the combined gas ratio, were among the most influential features for fault classification. These findings demonstrate that, for datasets of this scale, ensemble tree-based models combined with well-designed features provide strong and interpretable performance for imbalanced DGA-based fault diagnosis, highlighting the effectiveness of feature-based ensemble learning for small- to medium-sized datasets.

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dc.contributor.authorDoğan, Kıvanç
dc.contributor.authorErtarğın, Merve
dc.contributor.authorÇalışkan, Abuzer
dc.contributor.authorBakay, Ayşenur
dc.date.accessioned2026-10-28T14:53:51.570361690Z
dc.date.available2026-10-28T14:53:51.570361690Z
dc.date.issued2026
dc.description.abstractPower transformers are among the most critical components of electric power transmission and distribution systems, and unexpected failures can lead to substantial economic losses and prolonged power outages. Dissolved Gas Analysis (DGA) is the most widely used diagnostic technique for transformer fault diagnosis and involves interpreting gases dissolved in insulating oil. However, conventional interpretation methods, such as the Rogers ratio, the Doernenburg ratio, the IEC 60599 ratio method, and the Duval Triangle, rely heavily on expert knowledge, may produce inconsistent diagnoses for the same oil sample, and may fail to provide a diagnosis in certain cases. In this study, 12 classification models were evaluated using the publicly available Power Transformers Fault Detection and Diagnosis (FDD) and Remaining Useful Life (RUL) dataset and a unified evaluation protocol. Model performance was assessed using Accuracy, Balanced Accuracy, and Macro-F1 score, while model interpretability was investigated through Shapley Additive Explanations (SHAP) analysis. The results showed that ensemble tree-based methods achieved the best overall performance. LightGBM and Random Forest both attained an Accuracy of 0.969 and a Macro-F1 score of 0.924, while LightGBM further achieved the highest Balanced Accuracy of 0.940. XGBoost exhibited the most stable performance under cross-validation. SHAP analysis revealed that engineered relative concentration features, particularly the CO/H2 ratio and the combined gas ratio, were among the most influential features for fault classification. These findings demonstrate that, for datasets of this scale, ensemble tree-based models combined with well-designed features provide strong and interpretable performance for imbalanced DGA-based fault diagnosis, highlighting the effectiveness of feature-based ensemble learning for small- to medium-sized datasets.
dc.description.sponsorshipFirat Üniversitesi, FU, (MF.26.50.)
dc.description.sponsorshipFirat Üniversitesi, FU
dc.identifier.articlenumber8818
dc.identifier.doi10.3390/app16178818
dc.identifier.eissn2076-3417
dc.identifier.issn2076-3417
dc.identifier.issue17
dc.identifier.scopus2-s2.0-105050361420
dc.identifier.urihttps://rdlopen.rawdatalibrary.net/r/munzur/1051
dc.identifier.volume16
dc.identifier.wosWOS:001873397200001
dc.language.isoen
dc.publisherMultidisciplinary Digital Publishing Institute (MDPI)
dc.relation.ispartofApplied Sciences (Switzerland)
dc.rightsinfo:eu-repo/semantics/openAccess
dc.subjectclass imbalance
dc.subjectdeep learning
dc.subjectDissolved Gas Analysis
dc.subjectensemble learning
dc.subjectexplainable artificial intelligence
dc.subjectfault diagnosis
dc.subjectmachine learning
dc.subjectpower transformer
dc.subjectSHAP
dc.subject.classificationChemistry, Multidisciplinary
dc.subject.classificationEngineering, Multidisciplinary
dc.subject.classificationMaterials Science, Multidisciplinary
dc.subject.classificationPhysics, Applied
dc.subject.classificationChemistry
dc.subject.classificationEngineering
dc.subject.classificationMaterials Science
dc.subject.classificationPhysics
dc.subject.otherDecision trees
dc.subject.otherDeep learning
dc.subject.otherDissolution
dc.subject.otherDistribution transformers
dc.subject.otherElectric losses
dc.subject.otherElectric power system economics
dc.subject.otherElectric power transmission
dc.subject.otherFailure analysis
dc.subject.otherForestry
dc.subject.otherGases
dc.subject.otherLearning systems
dc.subject.otherLosses
dc.subject.otherOil filled transformers
dc.subject.otherOutages
dc.subject.otherPower transformers
dc.subject.othercarbon monoxide
dc.subject.otherethylene
dc.subject.otherhydrogen
dc.subject.otherClass imbalance
dc.subject.otherDissolved gases analysis
dc.subject.otherEnsemble learning
dc.subject.otherExplainable artificial intelligence
dc.subject.otherFaults diagnosis
dc.subject.otherMachine-learning
dc.subject.otherPower
dc.subject.otherShapley
dc.subject.otherShapley additive explanation
dc.subject.otherArticle
dc.subject.otherbenchmarking
dc.subject.otherclassification
dc.subject.otherconvolutional neural network
dc.subject.othercross validation
dc.subject.othereconomics
dc.subject.othergas analysis
dc.subject.otherknowledge
dc.subject.othermachine learning
dc.subject.othernonhuman
dc.subject.othersupport vector machine
dc.subject.othertemperature
dc.subject.othertraining
dc.subject.otherweakness
dc.subject.otherFault detection
dc.titleA Unified and Interpretable Benchmark of Classification Models for DGA-Based Power Transformer Fault Diagnosis
dc.typeArticle
rdl.citation.openalex0
rdl.citation.scopus0
rdl.citation.wos0
rdl.oa.statusgold
rdl.oa.urlhttps://doi.org/10.3390/app16178818
rdl.scopus.quartileQ2
rdl.source.indexSCOPUS
rdl.source.indexWOS
rdl.wos.indexScience Citation Index Expanded (SCI-EXPANDED)